Thomas E. Velevis
DREHER FINANCIAL PARTNERS
SOUTHERN PINES, NC 28387
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CRD#: 2369373
Professional summary
Thomas Edward Velevis, CFP®, who also goes by Thomas E Velevis, Tom Velevis, is a registered financial advisor currently at DREHER FINANCIAL PARTNERS located in Southern Pines, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Thomas has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Core Areas of Focus
High Net Worth Client Needs
Investment Advice with Ongoing Management
Retirement Plan Investment Advice
Retirement Planning & Distribution Rules
Question & Answer
What are your service offerings?
Retirement Income Management
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Thomas E Velevis | Tom Velevis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Velevis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
December 23, 1999 - Present
DREHER FINANCIAL PARTNERS
Office #1: 275 Se Broad Street, Southern Pines, NC 28387RIA
CRD#: 104537
SOUTHERN PINES, NC
Past
April 26, 1999 - October 8, 1999
INTERCAROLINA FINANCIAL SERVICES, INC.
BD
CRD#: 19475
GREENSBORO, NC
Past
February 2, 1998 - August 19, 1998
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
August 13, 1993 - February 20, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DF
DREHER FINANCIAL PARTNERS
DREHER FINANCIAL PARTNERS | LONGLEAF CAPITAL MANAGEMENT | HENRY SAMUEL DREHER D/B/A H. S. DREHER CAPITAL MANAGEMENT, LLC | H.S. DREHER CAPITAL MANAGEMENT,LLC | H. S. DREHER MANAGEMENT, LLC | H. S. DREHER CAPITAL MANAGEMENT, LLC | H. S. DREHER CAPITAL MANAGEMENT LLC | H. S. DREHER CAPITAL MANAGEMENT | DREHER, HENRY SAMUEL
CRD#: 104537 / SEC#: 801-125002
RIA
Registered Investment Advisory firm - (5/17/2022 Approved)Illinois
Registered Investment Advisory firm - (10/29/2012 Terminated)North Carolina
Registered Investment Advisory firm - (5/27/2022 Terminated)Texas
Registered Investment Advisory firm - (12/31/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(12/23/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
DF
DREHER FINANCIAL PARTNERS
DREHER FINANCIAL PARTNERS | LONGLEAF CAPITAL MANAGEMENT | HENRY SAMUEL DREHER D/B/A H. S. DREHER CAPITAL MANAGEMENT, LLC | H.S. DREHER CAPITAL MANAGEMENT,LLC | H. S. DREHER MANAGEMENT, LLC | H. S. DREHER CAPITAL MANAGEMENT, LLC | H. S. DREHER CAPITAL MANAGEMENT LLC | H. S. DREHER CAPITAL MANAGEMENT | DREHER, HENRY SAMUEL
CRD#: 104537 / SEC#: 801-125002
RIA
Registered Investment Advisory firm - (5/17/2022 Approved)Illinois
Registered Investment Advisory firm - (10/29/2012 Terminated)North Carolina
Registered Investment Advisory firm - (5/27/2022 Terminated)Texas
Registered Investment Advisory firm - (12/31/2020 Terminated)PREMIUM
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Contact information
Main Address
275 Se Broad Street, Southern Pines, NC 28387
Mailing Address
275-1 Se Broad Street, Southern Pines, NC 28387
Phone number
(910) 692-4330
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 496 |
| AUM (Assets Under Management) | $ 148,240,000 |
Red Flags
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Company Information
DREHER FINANCIAL PARTNERS
CRD#: 104537Southern Pines, NC 28387TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
