Cristin H. Rigg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cristin Harris Rigg, CFP®, who also goes by Cristin Leigh Harris, Cristin Leigh Rigg, was a registered financial professional .
Cristin is a previously registered financial professional and started their career in finance in 2004. Cristin had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
December 11, 2020 - January 13, 2025
EP WEALTH ADVISORS
March 25, 2008 - November 23, 2020
HARRIS FINANCIAL ADVISORS, INC.
October 29, 2004 - April 4, 2007
CETERA ADVISORS LLC
October 29, 2004 - April 4, 2007
VOYA FINANCIAL ADVISORS, INC.
August 24, 2004 - April 4, 2007
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration

EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm

EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 49,167 |
| AUM (Assets Under Management) | $ 35,570,000,000 |
Red Flags
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