DB
Donald G. Baker
KESTRA ADVISORY SERVICES
NORTH PALM BEACH, FL 33408
Some features on this profile are disabled
CRD#: 2369255
DB
Professional summary
Donald Gregory Baker, who also goes by Donald G Baker, Greg Baker, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in North Palm Beach, Florida and KESTRA INVESTMENT SERVICES, LLC located in Southfield, Michigan.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Donald has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donald G Baker | Greg Baker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Baker Group Investment Related: Yes Address: 26400 Lahser Suite 312 Southfield MI 48033 Nature of Business: Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Other Back Office Operations Position, Title or Relationship: Owner Start Date: 10/21/1993 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: We sell insurance, do financial and estate planning for individuals and businesses. We help businesses get financing from banks and institutions. Business Name: Executive Compensation Plans Investment Related: No Address: 26400 Lahser Suite 312 Southfield MI 48033 Nature of Business: Consulting Position, Title or Relationship: Owner Start Date: 1/30/1993 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Third Party administration for 401k plans and profit sharing plans. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Donald Gregory Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 336 Golfview #202, North Palm Beach, FL 33408RIA
CRD#: 283330
NORTH PALM BEACH, FL
Current
January 4, 2000 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 26400 Lahser, Ste. 312, Southfield, MI 48033BD
CRD#: 42046
Southfield, MI
Past
June 7, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
September 1, 1999 - October 14, 1999
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
January 21, 1997 - January 26, 2000
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
August 27, 1993 - January 28, 1997
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2008)
RR
Arkansas(9/27/2007)
RR
California(2/26/2001)
RR
Colorado(1/2/2008)
RR
Connecticut(5/24/2010)
RR
Florida(1/3/2002)
RR
Georgia(1/14/2014)
RR
Illinois(1/4/2000)
RR
Indiana(9/12/2002)
RR
Iowa(1/2/2008)
RR
Kentucky(1/2/2008)
RR
Louisiana(1/2/2008)
RR
Maine(8/7/2007)
RR
Maryland(1/22/2008)
RR
Massachusetts(9/13/2002)
RR
Michigan(1/4/2000)
IAR
Michigan(5/11/2016)
RR
Minnesota(1/22/2008)
RR
Montana(1/2/2008)
RR
New Jersey(1/2/2008)
RR
New York(6/9/2000)
RR
North Carolina(4/10/2006)
RR
Ohio(11/9/2001)
RR
Oklahoma(1/2/2008)
RR
Oregon(6/8/2015)
RR
Pennsylvania(6/2/2009)
RR
South Carolina(5/14/2004)
RR
Tennessee(1/25/2022)
RR
Texas(1/3/2002)
IAR
Texas(9/5/2025)
RR
Vermont(1/25/2022)
RR
Virginia(4/1/2020)
RR
Washington(11/12/2004)
RR
West Virginia(1/2/2008)
RR
Wisconsin(7/19/2005)
RR
Wyoming(5/25/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
