Lauren S. Lauderdale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Schiano Lauderdale, who also goes by Lauren Lynn Lauderdale, Lauren S Lauderdale, Lauren Lynn Schiano, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 1994. Lauren had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2013 - March 31, 2015
ENVESTNET PMC
October 15, 2013 - March 31, 2015
PORTFOLIO BROKERAGE SERVICES, INC.
January 13, 2000 - July 15, 2013
PGIM INVESTMENTS LLC
November 6, 1998 - July 15, 2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 9, 1997 - April 28, 1998
NORTHSTAR DISTRIBUTORS, INC.
December 12, 1994 - August 28, 1997
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
