Mary Anne M. Redmond
MONEY CONCEPTS CAPITAL
Addison, TX 75001-4566
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CRD#: 2369034
Mary Anne Mayer RedmondMONEY CONCEPTS CAPITAL
Professional summary
Mary Anne Mayer Redmond, CFP®, who also goes by Ma Redmond, Mary Anne Mayer Redmond, Maryanne Mayer Redmond, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Addison, Texas.
Mary Anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Mary Anne has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Services Offered
Business Succession Planning
Life Transitions
Comprehensive Financial Planning
Socially Responsible Investing
Tax Planning
Long-term Care
Estate Planning
Education Planning
Investment Planning
Employee and Employer Plan Benefits
Insurance Planning
Retirement Income Management
Inheritance
Retirement Planning
Divorce Planning
Aliases
Ma Redmond | Mary Anne Mayer Redmond | Maryanne Mayer Redmond
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Anne Mayer Redmond's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary Anne Mayer Redmond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
July 24, 2003 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 4560 Belt Line Road Suite 430, Addison, TX 75001-4566RIA
BD
CRD#: 12963
Addison, TX
Current
January 22, 2003 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 4560 Belt Line Road Suite 430, Addison, TX 75001-4566RIA
BD
CRD#: 12963
Addison, TX
Past
May 22, 1998 - December 31, 2002
SIGNAL SECURITIES, INC.
BD
CRD#: 15916
FORT WORTH, TX
Past
February 26, 1998 - May 15, 1998
SUPERIOR FINANCIAL GROUP, INC.
BD
CRD#: 35529
LB29 DALLAS, TX
Past
May 14, 1996 - December 31, 1997
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Past
July 19, 1993 - May 9, 1996
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/7/2013)
RR
Arkansas(6/13/2011)
RR
Colorado(2/15/2023)
RR
Connecticut(1/3/2023)
RR
Georgia(1/3/2023)
RR
Massachusetts(7/14/2025)
RR
Minnesota(9/30/2025)
RR
New Jersey(1/22/2003)
RR
New York(1/22/2003)
RR
Ohio(7/26/2024)
RR
Oklahoma(1/20/2016)
RR
South Carolina(11/21/2024)
RR
Texas(1/22/2003)
IAR
Texas(7/24/2003)
RR
Virginia(4/17/2026)
RR
Washington(9/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963Addison, TX 75001-4566TRUST BUT VERIFY
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Contact information
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