Bruce A. Tucker
Professional summary
Bruce Arthur Tucker was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bruce is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Bruce had worked at 4 firms, which includes ALTERNA CAPITAL CORP., SAMCO FINANCIAL SERVICES INC., MARCUS STOWELL & BEYE INC., MARCUS STOWELL & BEYE GOVERNMENT SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2006 - February 22, 2007
ALTERNA CAPITAL CORP.
November 29, 2004 - July 14, 2006
SAMCO FINANCIAL SERVICES, INC.
June 22, 1993 - March 14, 1994
MARCUS, STOWELL & BEYE, INC.
June 22, 1993 - March 14, 1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALTERNA CAPITAL CORP.
CRD#: 130233 / SEC#: , 8-66319
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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