Todd R. Gough

CUMBERLAND HILL CAPITAL MANAGEMENT

Dallas, TX 75225

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CRD#: 2369010

Professional summary

Todd Richard Gough is a registered financial advisor currently at CUMBERLAND HILL CAPITAL MANAGEMENT LLC located in Dallas, Texas.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Todd has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Richard Gough's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2010 - Present

CUMBERLAND HILL CAPITAL MANAGEMENT LLC

Office #1: 8333 Douglas Avenue Suite 1625, Dallas, TX 75225

RIA

CRD#: 142227

Dallas, TX

Past

August 13, 2008 - April 12, 2010

RPM METROPOLITAN CAPITAL, LLC

RIA

CRD#: 114786

DALLAS, TX

Past

January 9, 2006 - December 31, 2006

AXIOM ADVISORS

RIA

CRD#: 129408

DALLAS, TX

Past

January 12, 2005 - December 31, 2005

AXIOM ADVISORS

RIA

CRD#: 129408

DALLAS, TX

Past

April 7, 2004 - December 31, 2004

AXIOM ADVISORS

RIA

CRD#: 129408

DALLAS, TX

Past

May 13, 2003 - August 26, 2008

SHAMROCK ASSET MANAGEMENT LLC

RIA

CRD#: 108125

DALLAS, TX

Past

April 30, 2002 - March 4, 2003

FISHER INVESTMENTS

RIA

CRD#: 107342

LEWISVILLE, TX

Past

February 5, 2001 - May 7, 2002

WFG INVESTMENTS, INC.

CRD#: 22704

DALLAS, TX

Past

September 6, 2000 - March 8, 2002

WALCH FINANCIAL SERVICES, INC.

CRD#: 36371

SAN ANTONIO, TX

Past

October 7, 1994 - October 12, 1998

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Past

July 8, 1993 - September 15, 1994

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CUMBERLAND HILL CAPITAL MANAGEMENT LLC

BELLATOR CAPITAL MANAGEMENT LLC | CUMBERLAND HILL CAPITAL MANAGEMENT LLC

CRD#: 142227 / SEC#: 801-67283

RIA

Registered Investment Advisory firm - (11/13/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/16/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/7/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 2/26/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/1995

General Securities Principal Examination

Current Firm

CUMBERLAND HILL CAPITAL MANAGEMENT LLC

BELLATOR CAPITAL MANAGEMENT LLC | CUMBERLAND HILL CAPITAL MANAGEMENT LLC

CRD#: 142227 / SEC#: 801-67283

RIA

Registered Investment Advisory firm - (11/13/2006 Approved)

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Contact information

Main Address

8333 Douglas Avenue Suite 1625, Dallas, TX 75225

Mailing Address

Phone number

(214) 855-5335

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 21,889,020

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd R. Gough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Richard Gough's CRS (Customer Relationship Summary).

Certified licenses

Experience

RPM METROPOLITAN CAPITAL, LLC

AXIOM ADVISORS

AXIOM ADVISORS

AXIOM ADVISORS

SHAMROCK ASSET MANAGEMENT LLC

FISHER INVESTMENTS

WFG INVESTMENTS, INC.

WALCH FINANCIAL SERVICES, INC.

NATIONAL CLEARING CORP.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

CUMBERLAND HILL CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/1998

Series 63

Date: 7/15/1993

Series 7

Date: 7/7/1993

Series 4

Date: 2/26/1996

Series 24

Date: 7/31/1995

Current Firm

CUMBERLAND HILL CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CUMBERLAND HILL CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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