TG
Todd R. Gough
CUMBERLAND HILL CAPITAL MANAGEMENT LLC
Dallas, TX 75225
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CRD#: 2369010
TG
Professional summary
Todd Richard Gough is a registered financial advisor currently at CUMBERLAND HILL CAPITAL MANAGEMENT LLC located in Dallas, Texas.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Todd has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. IRONWOOD FUNDING MANAGEMENT 2012 LLC 8333 Douglas Avenue Suite 1625 Dallas, Texas 75225 A GENERAL PARTNER TO 2 LIMITED LIABILITY CORPORATIONS MANAGING DIRECTOR REGISTERED WITH THIS FIRM SINCE: 02/2012; ADMINISTRATIVE AND OPERATIONAL MANAGEMENT || 3. IRONWOOD FUNDING MANAGEMENT 2014 LLC 8333 Douglas Avenue Suite 1625 Dallas, Texas 75225 A GENERAL PARTNER TO A LIMITED LIABILITY CORPORATION MANAGING DIRECTOR REGISTERED WITH THIS FIRM SINCE: 2013 ADMINISTRATIVE AND OPERATIONAL MANAGEMENT || 4. IRONWOOD FUNDING V LLC 8333 Douglas Avenue Suite 1625 Dallas, Texas 75225 MANAGING DIRECTOR ADMINSITRATIVE AND MANAGEMENT OPERATION FUND STARTED IN 2015 || 5. Ironwood Funding TULIP Management LLC 8333 Douglas Avenue Suite 1625 Dallas, Texas 75225 MANAGING DIRECTOR ADMINISTRATIVE AND MANAGEMENT OPERATION FUND STARTED IN 2017 || 6. Ironwood Funding VFG VI Management LLC 8333 Douglas Avenue Suite 1625 Dallas, Texas 75225 MANAGING DIRECTOR ADMINISTRATIVE AND MANAGEMENT OPERATION FUND STARTED IN 2017 || 7. Ironwood Funding Management X LLC 8333 Douglas Avenue, Suite 1625 Dallas, TX 75225 Position - Managing Director Duties - Operational and Fund Management Fund Start - December 2018 || 8. Ironwood Funding Management XI LLC 8333 Douglas Avenue, Suite 1625 Dallas, TX 75225 Position - Managing Director Duties �?" Private Lender Start - March 2019 || 9. Ironwood Funding Management XII LLC 8333 Douglas Avenue, Suite 1625 Dallas, TX 75225 Position - Managing Director Duties �?" Private Lender Start - March 2021 10. Ironwood Funding Management XIII LLC 8333 Douglas Avenue, Suite 1625 Dallas, TX 75225 Position - Managing Director Duties - Operational and Fund Management Fund Start - March 2021 THE 50% OWNERSHIP INTEREST IN THE MANAGEMENT COMPANIES LISTED ABOVE IS THROUGH ARUBA FAMILY HOLDINGS LP A FAMILY LIMITED PARTNERSHIP. APPROXIMATELY 99% OF MY TIME DURING THE MONTH AND DURING TRADING HOURS IS DEVOTED TO THE COMPANIES LISTED ABOVE. || I AM AN INDUSTRY ARBITRATOR FOR THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA"). I RECEIVE COMPENSATION FOR PARTICIPATION ON THESE PANELS; I SPEND LESS THAN 1% OF MY TIME EACH YEAR SERVING ON THESE PANELS. ARUBA FAMILY HOLDINGS- FAMILY LIMITED PARTNERSHIP-NOT INVESTMENT RELATED- NO TIME SPENT BONAIR ENTERPRISES- NOT INVESTMENT RELATED- NO TIME SPENT COVERITZ, LLC- NOT INVESTMENT RELATED- LESS THAN 50% OWNER- NO TIME SPENT ARUBA FAMILY MANAGEMENT, LLC-NOT INVESTMENT RELATED- NO TIME SPENT
CRS (Client Relationship Summary) - RIA
Click below to view Todd Richard Gough's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2010 - Present
CUMBERLAND HILL CAPITAL MANAGEMENT LLC
Office #1: 8333 Douglas Avenue Suite 1625, Dallas, TX 75225RIA
CRD#: 142227
Dallas, TX
Past
August 13, 2008 - April 12, 2010
RPM METROPOLITAN CAPITAL, LLC
RIA
CRD#: 114786
DALLAS, TX
Past
January 9, 2006 - December 31, 2006
AXIOM ADVISORS
RIA
CRD#: 129408
DALLAS, TX
Past
January 12, 2005 - December 31, 2005
AXIOM ADVISORS
RIA
CRD#: 129408
DALLAS, TX
Past
April 7, 2004 - December 31, 2004
AXIOM ADVISORS
RIA
CRD#: 129408
DALLAS, TX
Past
May 13, 2003 - August 26, 2008
SHAMROCK ASSET MANAGEMENT LLC
RIA
CRD#: 108125
DALLAS, TX
Past
April 30, 2002 - March 4, 2003
FISHER INVESTMENTS
RIA
CRD#: 107342
LEWISVILLE, TX
Past
February 5, 2001 - May 7, 2002
WFG INVESTMENTS, INC.
BD
CRD#: 22704
DALLAS, TX
Past
September 6, 2000 - March 8, 2002
WALCH FINANCIAL SERVICES, INC.
BD
CRD#: 36371
SAN ANTONIO, TX
Past
October 7, 1994 - October 12, 1998
NATIONAL CLEARING CORP.
BD
CRD#: 14343
SHERMAN OAKS, CA
Past
July 8, 1993 - September 15, 1994
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CH
CUMBERLAND HILL CAPITAL MANAGEMENT LLC
BELLATOR CAPITAL MANAGEMENT LLC | CUMBERLAND HILL CAPITAL MANAGEMENT LLC
CRD#: 142227 / SEC#: 801-67283
RIA
Registered Investment Advisory firm - (11/13/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/16/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CH
CUMBERLAND HILL CAPITAL MANAGEMENT LLC
BELLATOR CAPITAL MANAGEMENT LLC | CUMBERLAND HILL CAPITAL MANAGEMENT LLC
CRD#: 142227 / SEC#: 801-67283
RIA
Registered Investment Advisory firm - (11/13/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8333 Douglas Avenue Suite 1625, Dallas, TX 75225
Mailing Address
Phone number
(214) 855-5335
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 21,889,020 |
Red Flags
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Company Information
CUMBERLAND HILL CAPITAL MANAGEMENT LLC
CRD#: 142227Dallas, TX 75225TRUST BUT VERIFY
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