Mary K. Smith

INVISTA ADVISORS

Montgomery, AL 36117

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CRD#: 2369000

Professional summary

Mary Kathryn Smith, who also goes by Mary Kathryn Grant, is a registered financial advisor currently at INVISTA ADVISORS located in Montgomery, Alabama and LPL FINANCIAL LLC located in Montgomery, Alabama.

Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mary has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mary Kathryn Grant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 3/2/2020 - InVista Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/08/2016 - 160 Hours Per Month/50 Hours During Securities Trading. 2. 6/4/2021 - Invista Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/29/2016 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Invista Advisors, an independent investment advisor firm. I started this business activity in 4/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Kathryn Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2016 - Present

INVISTA ADVISORS

Office #1: 350 Leavell Circle, Montgomery, AL 36117

RIA

CRD#: 282899

Montgomery, AL

Current

April 2, 2007 - Present

LPL FINANCIAL LLC

Office #1: 350 Leavell Circle, Montgomery, AL 36117

RIA

CRD#: 6413

Montgomery, AL

Past

April 2, 2007 - July 7, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

ATLANTA, GA

Past

August 19, 2005 - April 4, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

MONTGOMERY, AL

Past

August 19, 2005 - April 4, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MONTGOMERY, AL

Past

August 4, 2000 - August 29, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MONTGOMERY, AL

Past

July 17, 2000 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 7, 1999 - July 10, 2000

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

May 12, 1999 - June 2, 1999

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVISTA ADVISORS

INVISTA ADVISORS | MCDONALD FINANCIAL SERVICES, LLC | MCDONALD & HAGEN WEALTH MANAGEMENT

CRD#: 282899 / SEC#: 801-107431

RIA

Registered Investment Advisory firm - (3/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/2/2007)

IAR

Alabama
(7/7/2016)

California
(9/25/2025)

Georgia
(4/2/2007)

Kansas
(9/25/2025)

North Carolina
(1/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INVISTA ADVISORS

INVISTA ADVISORS | MCDONALD FINANCIAL SERVICES, LLC | MCDONALD & HAGEN WEALTH MANAGEMENT

CRD#: 282899 / SEC#: 801-107431

RIA

Registered Investment Advisory firm - (3/18/2016 Approved)

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Contact information

Main Address

350 Leavell Circle, Montgomery, AL 36117

Mailing Address

Phone number

(334) 387-0094

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	713
AUM (Assets Under Management)	$ 580,106,131

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mary K. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Kathryn Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

A. G. EDWARDS & SONS, INC.

SOUTHTRUST SECURITIES, LLC

Primary Firm SEC Registration

INVISTA ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2001

Series 63

Date: 5/17/1999

SIE

Date: 10/1/2018

Series 7

Date: 5/11/1999

FINRA

Current Firm

INVISTA ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVISTA ADVISORS

TRUST BUT VERIFY

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