Terrence B. Clarke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Brady Clarke, who also goes by Terry Clarke, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 2000. Terrence had worked at 8 firms and has passed the Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2021 - June 28, 2023
TRADESTATION SECURITIES, INC.
January 11, 2016 - May 4, 2020
TRADESTATION SECURITIES, INC.
August 7, 2014 - December 14, 2015
E*TRADE CLEARING LLC
February 13, 2012 - December 14, 2015
E*TRADE SECURITIES LLC
May 8, 2009 - December 6, 2011
MF GLOBAL INC.
October 1, 2008 - February 4, 2009
J.P. MORGAN SECURITIES LLC
August 2, 2004 - October 1, 2008
J.P. MORGAN SECURITIES INC.
April 4, 2002 - August 2, 2004
BANC ONE CAPITAL MARKETS, INC.
May 12, 2000 - March 14, 2002
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/8/2003
Limited Representative-Equity Trader ExamCurrent Firm
TRADESTATION SECURITIES, INC.
CRD#: 39473 / SEC#: , 8-48711
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADESTATION GROUP, INC. | OWNER - PARENT CORPORATION | |
| BOLEK, JOHN MITCHELL | PRINCIPAL OPERATIONS OFFICER | 2363046 |
| KOROTKIY, PETER | PRESIDENT & CHIEF OPERATING OFFICER | 2706102 |
| MORMILE-WOLPER, MYRA CHRISTINE | GENERAL COUNSEL AND ASSISTANT SECRETARY | 6753154 |
| ROJEK, JAMES H | CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER | 3096214 |
| WALTON, HERBERT | CHIEF COMPLIANCE OFFICER | 4030847 |
Disclosures
| Regulatory Event | 28 |
| Arbitration | 4 |
Red Flags
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