CD
Cleves R. Delp
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CRD#: 2368975
CD
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cleves Richard Delp was a registered financial professional .
Cleves is a previously registered financial professional and started their career in finance in 1993. Cleves had worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TDC LIFE, INC, 1440 ARROWHEAD DR MAUMEE, OH 43537, INV RELATED, LIFE, DISABILITY, FIXED ANNUITIES, ACCIDENT, HEALTH, AND LONG TERM CARE INSURANCE, INDEPENDENT CONTRACTOR; 09/2011, 10 HRS PER MONTH All OF WHICH ARE DURING SECURITY TRADING HOURS; 2)TDC COMPANIES, INC.; 1440 ARROWHEAD DR MAUMEE, OH 43537; INV RELATED; NON-VARIABLE LIFE AND DISABILITY INSURANCE, FIXED ANNUITIES; CHAIRMAN AND CEO, 1986, 50 HRS PER MONTH 3)DELHOLD, LLC; 1440 ARROWHEAD DRIVE MAUMEE, OH 43537, INV RELATED, VARIOUS PASSIVE INVESTMENT LLC'S MANAGER, 11/2004, 10 HRS PER MONTH 4)LION STREET INC.; 300 WEST 6TH STREET, SUITE 1830 AUSTIN, TX 78701, INVESTMENT RELATED, LIFE INSURANCE, BOARD OF DIRECTORS/SHAREHOLDER, 09/2011, 2-5 HRS PER MONTH 5)TWOS ATHLETIC CLUB, LLC; INVESTMENT RELATED, 2222 CASS RD., TOLEDO, OH 43614 TENNIS AND ATHLETIC FACILITY, OWNER, 05/2015, 10 HRS/5 HRS PER MONTH 6)07000 BOYNE CITY Road, LLC; 07000 Boyne City Road, Charlevoix, MI 49720; INVESTMENT RELATED, REAL ESTATE, MANAGER, 11/2013, 0-2 HRS PER MONTH 7) DELRISK, INC.; 1440 ARROWHEAD DRIVE MAUMEE, OH 43537; NON-INVESTMENT RELATED, HOLDING COMPANY, BENEFICIAL OWNER, 11/2004, 0-1 HRS PER MONTH 8) PANDOTREE TRUST COMPANY, LLC; 212 S. MAIN AVE., SUITE 145 SIOUX FALLS, SD 57104; INVESTMENT RELATED, TRUST COMPANY, BOARD MEMBER AND INDIRECT BENEFICAL OWNER, 12/2017, 0-10 HRS PER MONTH 9) HILLSDALE COLLEGE BOARD OF TRUSTEES; 33 EAST COLLEGE STREET HILLSDALE, MI 49242; INVESTMENT RELATED, BOARD TRUSTEE, 01/2014, 0-2 HRS PER MONTH 10) DELTIME, LLC, 1440 ARROWHEAD DRIVE MAUMEE, OH 43537, INVESTMENT RELATED; CORPORATE REAL ESTATE, MANAGER, 08/2002, 0-5 HRS PER MONTH 11) DELHILL, LLC; 1440 ARROWHEAD DRIVE MAUMEE, OH 43537; INV RELATED, REAL ESTATE, MANAGER, 03/2004, 0-5 HRS PER MONTH 12) HILLANDDALE OF MI, LLC; 1440 ARROWHEAD DRIVE MAUMEE, OH 43537; NON-INVESTMENT RELATED, REAL ESTATE AND NOTES RECEIVABLE, MANAGER, 05/2003, 0-2 HRS PER MONTH 13) HOMER NOBLE FARM, LLC; 1440 ARROWHEAD DRIVE MAUMEE, OH 43537; INVESTMENT RELATED, REAL ESTATE PROPERTIES, MANAGER, 02/1997, 0-2 HRS PER MONTH 14) DELDOC, LLC; 1440 ARROWHEAD DRIVE MAUMEE, OH 43537, INVESTMENT RELATED, REAL ESTATE, MANAGER, 09/1999, 0-2 HRS PER MONTH 15) DELGILL, LLC; 1440 ARROWHEAD DRIVE MAUMEE, OH 43537; NON-INVESTMENT RELATED; OWNERSHIP IN PRIVATE AIRCRAFT; MANAGER; 12/2003; 0-2 HRS PER MONTH 16) 5025 GLENDALE, LLC; INVESTMENT RELATED; 5025 GLENDALE AVE, TOLEDO, OH 43614; MANAGING COMMERCIAL REAL ESTATE; MANAGER; 12/2018; 0-1 HRS PER MONTH 17) CITY OF HOPE NATIONAL LIFE INSURANCE COUNCIL; INVESTMENT RELATED; 1500 EAST DUARTE RD. DUARTE, CA 91010; COUNCIL MEMBER; ANNUAL FUNDRAISING COUNCIL FOR DISEASE TREATMENT AND RESEARCH; 2012; 0-1 HRS PER MONTH 18) 240 WEST STREET UNIT 1, LLC; INV RELATED; MAUMEE, OH; PRIVATE REAL ESTATE; MANAGER; 07/2018; 0-1 HRS PER MONTH 19) CLEVES GROUP, LLC and OZ FUND OF OHIO, LLC; INVESTMENT RELATED; 11 N. HURON ST. TOLEDO, OH 43604; REAL ESTATE INVESTMENTS; MANAGER AND MEMBER; 06/2019; 1-5 HRS PER MONTH 20) TIN MAN 1939, LLC; INVESTMENT RELATED; 1440 ARROWHEAD DR. MAUMEE, OH 43537; REAL ESTATE INVESTMENTS; MANAGER AND MEMBER; 01/2020; 1-5 HRS PER MONTH 21) RENEW LIFE, LLC; 1440 ARROWHEAD DR MAUMEE, OH 43537; INVESTMENT RELATED, LIFE SETTLEMENT BROKERAGE SERVICES, INDEPENDENT PRODUCER; 01/2020, <1 HRS PER MONTH DURING SECURITY TRADING HOURS 22) TFO MARKETING, LLC; 1440 ARROWHEAD DRIVE, MAUMEE, OH 43537 - NON-INVESTMENT RELATED, MARKETING COMPANY, INDIRECT OWNER, MANAGER, 03/01/2021 <1 HRS PER MONTH 23) RIGHTTRAK, LLC;1440 ARROWHEAD DRIVE, MAUMEE, OH 43537- NON-INVESTMENT RELATED, FINANCIAL EDUCATION & INTELLECTUAL PROPERTY, INDIRECT OWNER, MANAGER OF TFO MARKETING (MANAGING LLC) 03/01/2021, 0-1 HRS PER MONTH 24) LEADER LANE US HOLDINGS, INC, 1440 ARROWHEAD DRIVE, MAUMEE, OH43537 - INVESTMENT RELATED, REAL ESTATE DEVELOPMENT, DIRECTOR, (CREATED 12/12/20, FUNDED 2/2021), 1-5 HRS PER MONTH (NOTE: due to max chr limit, all stated hours for above business activities are during security trading hours).
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 3, 2016 - March 12, 2019
ONE TO ONE, LLC
RIA
CRD#: 284717
MAUMEE, OH
Past
January 19, 2010 - August 1, 2022
TFO WEALTH PARTNERS
RIA
CRD#: 124407
MAUMEE, OH
Past
July 21, 2006 - June 24, 2009
TFO WEALTH PARTNERS
RIA
CRD#: 124407
MAUMEE, OH
Past
October 18, 1999 - April 7, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
MAUMEE, OH
Past
July 21, 1993 - April 7, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
MAUMEE, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
OT
ONE TO ONE, LLC
ONE TO ONE, LLC
CRD#: 284717 / SEC#: 801-108392
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Contact information
Main Address
1440 Arrowhead Road, Maumee, OH 43537
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
