MD
Milind P. Dalal
CLARITY WEALTH ADVISORS
San Jose, CA 95126
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CRD#: 2368965
MD
Professional summary
Milind Pinak Dalal is a registered financial advisor currently at CLARITY WEALTH ADVISORS located in San Jose, California.
Milind is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Milind has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fixed Insurance Business. Investment Related. 2160 The Alameda; Suite A, San Jose 95126. Independent Contractor. 06/1993. 2) Casa Blanca Investments, LLC-Investment related-35453B Dumbarton Court, Newark, CA 94560. 8/30/2018. 0 hrs/mth-0 during securities hrs-Member and an investor. Not involved with day to day activity or any decision making. 3) Statera, LLC. Not Investment Related. 2160 The Alameda, Suite A, San Jose, CA 95126. Office Building Clarity is Tenant. Member. 2 Hrs/Mo; 0 During Trading Hours. Member of LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Milind Pinak Dalal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2013 - Present
CLARITY WEALTH ADVISORS
Office #1: 2160 The Alameda Suite A, San Jose, CA 95126RIA
CRD#: 157913
San Jose, CA
Past
October 14, 2013 - October 27, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
San Jose, CA
Past
February 27, 2001 - March 19, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
October 2, 1998 - October 24, 2013
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
SAN JOSE, CA
Past
December 16, 1993 - October 24, 2013
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
SAN JOSE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CLARITY WEALTH ADVISORS
CLARITY INSURANCE SOLUTIONS | CLARITY WEALTH ADVISORS, LLC | CLARITY WEALTH ADVISORS | CLARITY INSURANCE SOLUTIONS, LLC
CRD#: 157913 / SEC#: 801-79251
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)California
Registered Investment Advisory firm - (3/28/2014 Terminated)Connecticut
Registered Investment Advisory firm - (3/20/2014 Terminated)Louisiana
Registered Investment Advisory firm - (2/28/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/15/2013)
IAR
Texas(4/15/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CW
CLARITY WEALTH ADVISORS
CLARITY INSURANCE SOLUTIONS | CLARITY WEALTH ADVISORS, LLC | CLARITY WEALTH ADVISORS | CLARITY INSURANCE SOLUTIONS, LLC
CRD#: 157913 / SEC#: 801-79251
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)California
Registered Investment Advisory firm - (3/28/2014 Terminated)Connecticut
Registered Investment Advisory firm - (3/20/2014 Terminated)Louisiana
Registered Investment Advisory firm - (2/28/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2160 The Alameda Suite A, San Jose, CA 95126
Mailing Address
Phone number
(408) 560-3220
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,289 |
| AUM (Assets Under Management) | $ 601,219,849 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
