CZ
Christian C. Zernich
US ASSET MANAGEMENT
Pittsburgh, PA 15206
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CRD#: 2368941
CZ
Professional summary
Christian Craig Zernich is a registered financial advisor currently at US ASSET MANAGEMENT, LLC located in Pittsburgh, Pennsylvania.
Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Christian has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 03/17/2011: NO BUSINESS NAME - INV REL - 1603 CARMODY CT, STE 300, SEWICKLEY, PA 15143 - NON-VARIABLE INSURANCE - AGENT LICENSED W VARIOUS CARRIERS, CONDUCTING SALES AND SERVICE OF FIXED INS PRODUCTS, INCLUDING FIXED ANNUITIES, TERM, UNIVERSAL WHOLE LIFE, LTC DISABILITY HEALTH AND DENTAL
(2) 05/02/2011: EXECUTIVE BENEFIT SOLUTIONS - NON-VARIABLE INSURANCE DBA - 90% OF TIME SPENT - PROVIDE FINANCIAL SERVICES IN THE AREA OF EXECUTIVE BENEFITS: 401K PROVIDER FOR CREDIT UNIONS
(3) 5/26/2011 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 3/2011 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 3/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
(4) 09/25/2013: STRATOS WEALTH PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1603 CARMODY CT, STE 300, SEWICKLEY, PA 15143
(5) 11/21/2018 - Executive Benefits Solutions - DBA for LPL Business (entity for LPL business) - Invest Related - At Reported Business Location(s) - Start Date 12/01/2004 - 40 hours/month - 40 hours during trading.
(6) 1/30/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Executive Benefits Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2004 - 40 Hours Per Month During Securities Trading - Time Spent 25%.
(7) 3/19/2019 - Executive Benefits Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2004 - 40 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Christian Craig Zernich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2024 - Present
US ASSET MANAGEMENT, LLC
Office #1: 211 N. Whitfield Street Suite 201, Pittsburgh, PA 15206RIA
CRD#: 124234
Pittsburgh, PA
Past
December 10, 2013 - January 27, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
WEXFORD, PA
Past
April 1, 2011 - April 29, 2024
STRATOS WEALTH PARTNERS, LTD
RIA
CRD#: 153184
Wexford, PA
Past
April 1, 2011 - April 26, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
WEXFORD, PA
Past
June 24, 2009 - April 4, 2011
OSAIC FA, INC.
RIA
CRD#: 3978
SEWICKLEY, PA
Past
November 11, 2004 - May 24, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
November 11, 2004 - April 4, 2011
OSAIC FA, INC.
BD
CRD#: 3978
SEWICKLEY, PA
Past
June 13, 1994 - November 9, 2004
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
September 21, 1993 - June 8, 1994
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
US ASSET MANAGEMENT, LLC
US ASSET MANAGEMENT, LLC
CRD#: 124234 / SEC#: 801-61680
RIA
Registered Investment Advisory firm - (1/31/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(4/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UA
US ASSET MANAGEMENT, LLC
US ASSET MANAGEMENT, LLC
CRD#: 124234 / SEC#: 801-61680
RIA
Registered Investment Advisory firm - (1/31/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
211 N. Whitfield Street Suite 201, Pittsburgh, PA 15206
Mailing Address
Phone number
(412) 231-8209
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 321,229,308 |
Red Flags
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Company Information
US ASSET MANAGEMENT, LLC
CRD#: 124234Pittsburgh, PA 15206TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
