Peter C. Shouvlin

BARTON INVESTMENT MANAGEMENT

WILTON, CT

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CRD#: 2368884

Professional summary

Peter Connable Shouvlin is a registered financial advisor currently at BARTON INVESTMENT MANAGEMENT, LLC located in Wilton, Connecticut.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Peter has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Connable Shouvlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2018 - Present

BARTON INVESTMENT MANAGEMENT, LLC

Office #2: One Tower Bridge 100 Front Street, Suite 1300, West Conshohocken, PA 19428

RIA

CRD#: 141084

WILTON, CT

Past

April 13, 2015 - March 14, 2017

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

STAMFORD, CT

Past

October 18, 2012 - April 13, 2015

PACIFIC CREST SECURITIES LLC

CRD#: 6619

STAMFORD, CT

Past

March 4, 2004 - August 17, 2007

PACIFIC CREST SECURITIES LLC

CRD#: 6619

STAMFORD, CT

Past

January 12, 2004 - March 25, 2004

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

March 18, 1997 - January 12, 2004

SOUNDVIEW TECHNOLOGY CORPORATION

CRD#: 15425

OLD GREENWICH, CT

Past

June 3, 1996 - March 25, 1997

SBC WARBURG, INC.

CRD#: 23745

NEW YORK, NY

Past

July 26, 1993 - June 3, 1996

S.G. WARBURG & CO. INC.

CRD#: 1483

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARTON INVESTMENT MANAGEMENT, LLC

CRD#: 141084 / SEC#: 801-66964

RIA

Registered Investment Advisory firm - (6/29/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/10/2018)

IAR

Pennsylvania
(1/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/5/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/1993

General Securities Representative Examination

Current Firm

BARTON INVESTMENT MANAGEMENT, LLC

CRD#: 141084 / SEC#: 801-66964

RIA

Registered Investment Advisory firm - (6/29/2006 Approved)

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Contact information

Main Address

One Tower Bridge 100 Front Street, Suite 980, W. Conshohocken, PA 19428

Mailing Address

Phone number

(610) 226-4040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A (2/12/2025)

Regulatory assets under management

Total Number of Accounts	273
AUM (Assets Under Management)	$ 1,000,880,229

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter C. Shouvlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Connable Shouvlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEYBANC CAPITAL MARKETS INC.

PACIFIC CREST SECURITIES LLC

PACIFIC CREST SECURITIES LLC

UBS CAPITAL MARKETS L.P.

SOUNDVIEW TECHNOLOGY CORPORATION

SBC WARBURG, INC.

S.G. WARBURG & CO. INC.

Primary Firm SEC Registration

BARTON INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/5/2012

SIE

Date: 3/14/2017

Series 7

Date: 7/23/1993

Current Firm

BARTON INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARTON INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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