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Robert Fred Mellon

Robert F. Mellon

FREESTONE CAPITAL MANAGEMENT | Client Advisor, Partner
Seattle, WA 98104
Some features on this profile are disabled
CRD#: 2368851
Robert Fred Mellon

Professional summary

Robert Fred Mellon, CPWA® is a registered financial advisor currently at FREESTONE CAPITAL MANAGEMENT, LLC located in Seattle, Washington.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.

top-8-questions

Question & Answer

What are your service offerings?
Financial planning
Trust & estate planning
Trading individual securities
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Fred Mellon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®

Certified Private Wealth Advisor

Start date: 2016-03-02

Expire date: 2024-01-31

Experience

Current

April 25, 2008 - Present

FREESTONE CAPITAL MANAGEMENT, LLC

Office #1: 701 5th Avenue 74th Floor, Seattle, WA 98104
RIA
CRD#: 145711
Seattle, WA
Past

August 15, 2003 - January 7, 2015

FREESTONE SECURITIES, LLC

BD
CRD#: 124260
SEATTLE, WA
Past

October 13, 1999 - May 13, 2008

FREESTONE CAPITAL MANAGEMENT INC

RIA
CRD#: 108702
SEATTLE, WA
Past

November 29, 1994 - March 5, 1999

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 19, 1994 - November 2, 1994

U.S. BANCORP SECURITIES

BD
CRD#: 17439
PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA
Registered Investment Advisory firm - (4/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(11/2/2023)
IAR
Washington
(4/25/2008)

Exams

State Security Law Exam
RR
Series 63
Date: 7/24/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/7/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/28/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 12/30/2013
NFA Branch Manager Examination

Current Firm

FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA
Registered Investment Advisory firm - (4/25/2008 Approved)
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Contact information

Main Address
701 5th Avenue 74th Floor, Seattle, WA 98104
Mailing Address
Phone number
(206) 707-7300
Established
Firm type
Fiscal year end
# of Employees
117

SEC notice filing (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FREESTONE CAPITAL MANAGEMENT LLC (8/19/2025)

Regulatory assets under management

Total Number of Accounts6,231
AUM (Assets Under Management)$ 11,493,619,610

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/16/2025
Cover Page
Report
11/21/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FREESTONE CAPITAL MANAGEMENT, LLC

Client Advisor, PartnerCRD#: 145711Seattle, WA 98104

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Contact information

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