Gregory A. Hartnett
Professional summary
Gregory Alan Hartnett was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Gregory had worked at 3 firms, which includes THE AGEAN GROUP INC, ALAMO CAPITAL, MONTGOMERY SECURITIES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1998 - April 30, 1999
THE AGEAN GROUP, INC
April 1, 1997 - December 9, 1997
ALAMO CAPITAL
December 13, 1995 - March 13, 1996
MONTGOMERY SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
THE AGEAN GROUP, INC
CRD#: 30835 / SEC#: , 8-45192
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
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