Steven M. Wisniewski

RUBINBROWN ADVISORS LLC

ST. LOUIS, MO 63105

Some features on this profile are disabled

CRD#: 2368816

Professional summary

Steven Michael Wisniewski, CFP®, who also goes by Steven Wisniewski, is a registered financial advisor currently at RUBINBROWN ADVISORS LLC located in St. Louis, Missouri.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Steven has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Wisniewski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Wisniewski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 14, 2018 - Present

RUBINBROWN ADVISORS LLC

Office #1: 7676 Forsyth Blvd. Suite 2100, St. Louis, MO 63105

RIA

CRD#: 116909

ST. LOUIS, MO

Past

March 15, 2016 - April 27, 2018

RUBINBROWN BROKERAGE SERVICES, L.L.C.

CRD#: 111904

ST. LOUIS, MO

Past

July 30, 2012 - December 17, 2015

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CLAYTON, MO

Past

February 18, 2011 - December 17, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CLAYTON, MO

Past

December 20, 2010 - January 10, 2011

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

November 13, 2009 - December 31, 2009

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

ST. LOUIS, MO

Past

January 9, 2009 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RUBINBROWN ADVISORS LLC

CRD#: 116909 / SEC#: 801-62021

RIA

Registered Investment Advisory firm - (5/2/2003 Approved)

Arizona

Registered Investment Advisory firm - (5/7/2003 Terminated)

Florida

Registered Investment Advisory firm - (5/7/2003 Terminated)

Illinois

Registered Investment Advisory firm - (5/5/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(2/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/2009

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/17/1993

National Commodity Futures Examination

Current Firm

RUBINBROWN ADVISORS LLC

CRD#: 116909 / SEC#: 801-62021

RIA

Registered Investment Advisory firm - (5/2/2003 Approved)

Arizona

Registered Investment Advisory firm - (5/7/2003 Terminated)

Florida

Registered Investment Advisory firm - (5/7/2003 Terminated)

Illinois

Registered Investment Advisory firm - (5/5/2003 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7676 Forsyth Blvd. Suite 2100, St. Louis, MO 63105

Mailing Address

Phone number

(314) 290-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (11/3/2025)

Regulatory assets under management

Total Number of Accounts	3,918
AUM (Assets Under Management)	$ 3,268,176,113

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven M. Wisniewski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Wisniewski's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUBINBROWN BROKERAGE SERVICES, L.L.C.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

Primary Firm SEC Registration

RUBINBROWN ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2012

SIE

Date: 4/27/2018

Series 7

Date: 1/8/2009

Series 3

Date: 6/17/1993

Current Firm

RUBINBROWN ADVISORS LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RUBINBROWN ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors