Travis W. Raish

CIRCA CAPITAL

ALPHARETTA, GA 30009

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CRD#: 2368679

Professional summary

Travis Woodman Raish is a registered financial advisor currently at CIRCA CAPITAL, LLC located in Alpharetta, Georgia and WEALTH WITH NO REGRETS® located in Alpharetta, Georgia.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Travis has worked at 7 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Circa Capital; investment-related, 8000 Avalon Boulevard, Suite 100, Alpharetta, GA 30009; Portfolio Manager and Investment Analyst; Partner; since July 2011; 120 hours per month are devoted to this business, 99 hours per month are devoted during securities trading hours; portfolio management and investment analysis for clients. Wealth With No Regrets; investment-related, 12600 Deerfield Pkwy #475, Alpharetta, GA 30004; Chief Investment Officer; Investment Advisor Representative; since January 2017; 40 hours per month are devoted to this business, 31 hours per month are devoted during securities trading hours; portfolio management and investment analysis for clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Woodman Raish's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2011 - Present

CIRCA CAPITAL, LLC

Office #1: 8000 Avalon Blvd Suite 100, Alpharetta, GA 30009

RIA

CRD#: 158694

ALPHARETTA, GA

Current

February 24, 2017 - Present

WEALTH WITH NO REGRETS®

Office #1: 12600 Deerfield Parkway Suite 475, Alpharetta, GA 30004

RIA

CRD#: 159201

Alpharetta, GA

Past

August 30, 2019 - June 1, 2021

FIDUCIARY FINANCIAL GROUP, LLC

RIA

CRD#: 285681

Cumming, GA

Past

January 7, 2014 - April 26, 2016

DOGWOOD CAPITAL MANAGEMENT

RIA

CRD#: 126568

CUMMING, GA

Past

May 7, 2008 - October 21, 2011

PRIVATE WEALTH COUNSEL, LLC

RIA

CRD#: 136268

ALPHARETTA, GA

Past

March 30, 2006 - December 31, 2007

PRIVATE WEALTH COUNSEL, LLC

RIA

CRD#: 136268

CUMMING, GA

Past

February 7, 2003 - March 5, 2003

FOUNDERS ASSET MANAGEMENT LLC

RIA

CRD#: 44645

DENVER, CO

Past

January 1, 1999 - February 3, 2003

FOUNDERS ASSET MANAGEMENT LLC

RIA

CRD#: 44645

DENVER, CO

Past

April 1, 1998 - February 3, 2003

FOUNDERS ASSET MANAGEMENT LLC

CRD#: 44645

DENVER, CO

Past

August 1, 1994 - April 1, 1998

FOUNDERS ASSET MANAGEMENT, INC.

CRD#: 323

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH WITH NO REGRETS®

BOOMFISH WEALTH GROUP, LLC | WEALTH WITH NO REGRETS®

CRD#: 159201 / SEC#: 801-128215

RIA

Registered Investment Advisory firm - (6/23/2023 Approved)

Georgia

Registered Investment Advisory firm - (11/1/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (10/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/15/2011)

IAR

Massachusetts
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/29/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH WITH NO REGRETS®

BOOMFISH WEALTH GROUP, LLC | WEALTH WITH NO REGRETS®

CRD#: 159201 / SEC#: 801-128215

RIA

Registered Investment Advisory firm - (6/23/2023 Approved)

Georgia

Registered Investment Advisory firm - (11/1/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (10/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/31/2023 Terminated)

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Contact information

Main Address

12600 Deerfield Parkway Suite 475, Alpharetta, GA 30004

Mailing Address

Phone number

(678) 278-9632

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH WITH NO REGRETS® BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	702
AUM (Assets Under Management)	$ 193,662,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Travis W. Raish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Woodman Raish's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH WITH NO REGRETS®

FIDUCIARY FINANCIAL GROUP, LLC

DOGWOOD CAPITAL MANAGEMENT

PRIVATE WEALTH COUNSEL, LLC

PRIVATE WEALTH COUNSEL, LLC

FOUNDERS ASSET MANAGEMENT LLC

FOUNDERS ASSET MANAGEMENT LLC

FOUNDERS ASSET MANAGEMENT LLC

FOUNDERS ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

WEALTH WITH NO REGRETS®

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/1997

Series 6

Date: 7/29/1994

Current Firm

WEALTH WITH NO REGRETS®

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH WITH NO REGRETS®

TRUST BUT VERIFY

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