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LL

Lionel Lauture

INTEGRITY CAPITAL
Fort Wayne, IN
·CRD# 2368670·33 years experience

Professional Summary

Lionel Lauture, who also goes by Lauture Lionel, is a registered financial advisor currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana. Lionel is registered as a RR (Registered Representative) and started their career in finance in 1993. Lionel has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lauture Lionel

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

INTEGRITY CAPITAL, LLC·CRD# 285198
BD
888 S Harrison St., Suite 900, Fort Wayne, IN 46802
January 31, 2025 - Present
FIRST PALLADIUM, LLC·CRD# 289822
BD
Fort Wayne, IN
January 24, 2019 - January 31, 2025
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
April 13, 2017 - December 31, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Middletown, CT
July 17, 2015 - March 7, 2017
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.·CRD# 148024
BD
Rocky Hill, CT
February 15, 2013 - June 23, 2015
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.·CRD# 148024
BD
Summit, NJ
June 7, 2010 - March 15, 2011
COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
Jersey City, NJ
March 9, 2007 - October 2, 2008
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Purchase, NY
September 10, 2002 - March 5, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 24, 1997 - March 5, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
April 7, 1995 - April 17, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
July 14, 1993 - September 19, 1994
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
July 14, 1993 - September 19, 1994

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Current Firm

IC
INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: 8-69829
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone Number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRITY WEALTH, LLCMEMBER—
BAKER, ANDREA KPRINCIPAL FINANCIAL OFFICER5533991
BAKER, ANDREA KFINOP5533991
BAKER, ANDREA KCHIEF FINANCIAL OFFICER5533991
BAKER, ANDREA KPRINCIPAL OPERATIONS OFFICER5533991
DENHAM, ERIC TODDPRESIDENT1812039
PATTERSON, GINNIE SUZANNECHIEF COMPLIANCE OFFICER6329958

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(1/31/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1993About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 2024About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lionel Lauture's CRS (Customer Relationship Summary).

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