Jay L. Stenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Lawrence Stenberg was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1994. Jay had worked at 6 firms and has passed the Series 65, Series 63, Series 16, Series 7, Series 53, Series 9, Series 10 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2001 - February 4, 2013
MILLER TABAK + CO., LLC
October 26, 1999 - June 7, 2001
J.P.P. EURO-SECURITIES, INC.
May 4, 1999 - October 11, 1999
CREDIT AGRICOLE SECURITIES (USA) INC.
November 16, 1995 - October 28, 1998
UBS SECURITIES LLC
October 5, 1995 - February 5, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 1994 - January 29, 1996
SMITH NEW COURT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MILLER TABAK + CO., LLC
CRD#: 47293 / SEC#: , 8-51750
Contact information
Disclosures
| Regulatory Event | 13 |
Red Flags
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