Ronald D. Papale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Douglas Papale, who also goes by Ron D Papale, Ron Papale, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2001. Ronald had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2020 - December 4, 2020
ESTRADA HINOJOSA & COMPANY, INC.
January 10, 2017 - April 6, 2018
CALAMOS FINANCIAL SERVICES LLC
September 5, 2013 - January 28, 2015
NEUBERGER BERMAN BD LLC
September 11, 2009 - September 6, 2013
NATWEST MARKETS SECURITIES INC.
June 19, 2006 - September 11, 2009
ABN AMRO INCORPORATED
October 3, 2005 - October 1, 2007
LASALLE FINANCIAL SERVICES, INC.
May 17, 2001 - October 5, 2005
ABN AMRO INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ESTRADA HINOJOSA & COMPANY, INC.
CRD#: 19299 / SEC#: 801-61971, 8-37440
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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