John E. Schooler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Evan Schooler was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 28, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2023 - July 1, 2026
CETERA INVESTMENT ADVISERS LLC
April 20, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
April 20, 2022 - July 1, 2026
CETERA WEALTH SERVICES, LLC
July 29, 2011 - April 20, 2022
FFEC WEALTH PARTNERS LLC
July 29, 2011 - April 20, 2022
FFEC WEALTH PARTNERS LLC
July 18, 2011 - July 29, 2011
WFP SECURITIES
July 15, 2011 - July 29, 2011
WFP SECURITIES
June 16, 2011 - July 29, 2011
JRL CAPITAL ADVISORS LLC
June 14, 2011 - July 29, 2011
JRL CAPITAL CORPORATION
January 1, 1999 - July 6, 2011
WFP SECURITIES
January 17, 1994 - July 6, 2011
WFP SECURITIES
July 26, 1993 - January 20, 1994
MONTANO SECURITIES CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 10/19/1993
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
