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John Evan Schooler

CRD# 2368308·Registered 1993 - 2026
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Evan Schooler was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1993 - 2026. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 28, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
San Diego, CA
June 29, 2023 - July 1, 2026
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
San Diego, CA
April 20, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
San Diego, CA
April 20, 2022 - July 1, 2026
FFEC WEALTH PARTNERS LLC·CRD# 16507
RIA
San Diego, CA
July 29, 2011 - April 20, 2022
FFEC WEALTH PARTNERS LLC·CRD# 16507
BD
San Diego, CA
July 29, 2011 - April 20, 2022
WFP SECURITIES·CRD# 35098
BD
San Diego, CA
July 18, 2011 - July 29, 2011
WFP SECURITIES·CRD# 35098
RIA
San Diego, CA
July 15, 2011 - July 29, 2011
JRL CAPITAL ADVISORS LLC·CRD# 108162
RIA
San Diego, CA
June 16, 2011 - July 29, 2011
JRL CAPITAL CORPORATION·CRD# 10225
BD
Irvine, CA
June 14, 2011 - July 29, 2011
WFP SECURITIES·CRD# 35098
RIA
San Diego, CA
January 1, 1999 - July 6, 2011
WFP SECURITIES·CRD# 35098
BD
San Diego, CA
January 17, 1994 - July 6, 2011
MONTANO SECURITIES CORPORATION·CRD# 7887
BD
Orange, CA
July 26, 1993 - January 20, 1994

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: THE NAVIGATORS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CHRISTIAN MINISTRY START DATE: 06/2017 POSITION/TITLE/RELATIONSHIP: Volunteer APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ON THE CHIEF'S COUNCIL FOR FIRST RESPONDER MINISTRY, VOLUNTEER, PARTICIPATE IN MINISTRY ACTIVITIES ON CAMP PENDLETON MARINE CORPS BASE 2. NAME OF OTHER BUSINESS: WFP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/1993 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NONE, THE CORPORATION IS AN INACTIVE CORPORATION AND IS NOT OPERATING 3. NAME OF OTHER BUSINESS: SURFSIDE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2022 POSITION/TITLE/RELATIONSHIP: PRESIDENT / SECRETARY APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: TO MANAGE PAYING THE EXPENSES OF THE BUSINESS, PAYROLL AND HANDLING TAX PREPARATION 4. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 04/2022 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
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CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1993About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1993About the Series 53 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Oct 1993About the Series 28 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1993About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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