David A. Ballard

CHAMPION FINANCIAL PLANNING GROUP

Annapolis, MD 21401

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CRD#: 2368226

Professional summary

David Allen Ballard, CFP® is a registered financial advisor currently at CHAMPION FINANCIAL PLANNING GROUP, LLC located in Annapolis, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Ballard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

March 21, 2022 - Present

CHAMPION FINANCIAL PLANNING GROUP, LLC

Office #1: 801 Compass Way Suite 216, Annapolis, MD 21401

RIA

CRD#: 126793

Annapolis, MD

Past

November 24, 1993 - March 16, 1995

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

Past

November 24, 1993 - May 25, 1995

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

CRD#: 319

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/23/1993

General Securities Representative Examination

Current Firm

CHAMPION FINANCIAL PLANNING GROUP, LLC

CRD#: 126793 / SEC#: 801-69040

RIA

Registered Investment Advisory firm - (7/2/2012 Terminated)

Maryland

Registered Investment Advisory firm - (6/29/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

801 Compass Way Suite 216, Annapolis, MD 21401

Mailing Address

Phone number

(443) 994-8719

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	131
AUM (Assets Under Management)	$ 72,330,819

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Ballard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Ballard's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAMPION FINANCIAL PLANNING GROUP, LLC

PARAGON CAPITAL MARKETS, INC.

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/1995

Series 63

Date: 12/3/1993

Series 7

Date: 11/23/1993

Current Firm

CHAMPION FINANCIAL PLANNING GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHAMPION FINANCIAL PLANNING GROUP, LLC

TRUST BUT VERIFY

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