Tyler J. Mcmaster
Professional summary
Tyler John Mcmaster is a registered financial advisor currently at OFG FINANCIAL SERVICES, INC. located in Topeka, Kansas.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Tyler has worked at 2 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tyler John Mcmaster's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tyler John Mcmaster's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2016 - Present
OFG FINANCIAL SERVICES, INC.
Office #1: Townsite Plaza #2, Suite 105 120 Se 6th Avenue, Topeka, KS 66603-3515September 9, 2015 - Present
OFG FINANCIAL SERVICES, INC.
Office #1: Townsite Plaza #2, Suite 105 120 Se 6th Avenue, Topeka, KS 66603-3515May 10, 1994 - October 6, 2014
SECURITY DISTRIBUTORS
Primary Firm SEC Registration
OFG FINANCIAL SERVICES, INC.
CRD#: 23940 / SEC#: 801-127727, 8-40770
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2016)
(1/13/2023)
(9/9/2015)
(10/6/2016)
(8/11/2022)
(1/9/2023)
(1/5/2023)
(1/18/2023)
(1/31/2018)
(1/9/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
OFG FINANCIAL SERVICES, INC.
CRD#: 23940 / SEC#: 801-127727, 8-40770
Contact information
SEC notice filing (5 States and Territories)
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 270,000,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
