JD
Joseph L. Ditorrice
NYLIFE SECURITIES LLC
New Brunswick, NJ 08901
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CRD#: 2368165
JD
Professional summary
Joseph Lee Ditorrice is a registered financial professional currently at NYLIFE SECURITIES LLC located in New Brunswick, New Jersey.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products]
[OPERATING UNDER THE DBA NAME OF DITORRICE ASSOCIATES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 317 CLEVELAND AVENUE, HIGHLAND, NJ 08904; START DATE: 10/2006]
EAGLE STRATEGIES CORP, 335 MADISON AVENUE, #200, NEW YORK, NY 10017. I AM A REGISTERED INVESTMENT ADVISOR REPRESENTATIVE OF EAGLE STRATEGIES CORP, A REGISTERED ADVISOR FIRM. I SPEND ABOUT 4 HOURS PER MONTH TO INVESTMENT ADVISOR RELATED DUTIES.
[RESIDENTIAL RENTAL PROPERTY; 281 NICHOL AVENUE, NEW BRUNSWICK, NJ 08901;
FUNCTIONS: COLLECTING RENT, FINDING NEW TENANTS, OCASIONAL REPAIRS. JOINT OWNERSHIP WITH TED KLEIN 50/50.]
[3805 WORTHINGTON LLC; RESIDENTIAL RENTAL PROPERTY; 3805 WARDINGTON CT, FREEHOLD, NJ FUNCTIONS: COLLECTING RENT, FINDING NEW TENANTS, OCASIONAL REPAIRS. OWNER.]
[1921 Pennington Road LLC; rental property; 1921 Pennington Rd already disclosed as rental on my OBA; 106 Ridgeview Drive Belle Mead NJ 08502; Start Date 01/2019; Role/Title: Member; Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - BD
Click below to view Joseph Lee Ditorrice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 1993 - Present
NYLIFE SECURITIES LLC
Office #1: Ditorrice Associates 120 Albany Suite 405, New Brunswick, NJ 08901BD
CRD#: 5167
New Brunswick, NJ
Past
September 11, 2008 - September 14, 2023
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
NEW BRUNSWICK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/13/1996)
RR
Connecticut(2/2/1994)
RR
Delaware(4/20/2000)
RR
Florida(4/5/1994)
RR
Maryland(1/21/1999)
RR
New Jersey(7/29/1993)
RR
New York(4/10/1995)
RR
Pennsylvania(5/21/1998)
RR
Washington(11/5/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NYLIFE SECURITIES LLC
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
CRD#: 5167 / SEC#: , 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
51 Madison Ave. Room 713, New York, NY 10010
Mailing Address
51 Madison Avenue Room 713, New York, NY 10010
Phone number
(212) 576-7000
Established
Delaware since 01/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167New Brunswick, NJ 08901TRUST BUT VERIFY
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