Steven D. Schisler
Professional summary
Steven Douglas Schisler was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Steven had worked at 8 firms, which includes IFS SECURITIES, STONEX SECURITIES INC., SYNERGY INVESTMENT GROUP LLC, PENSION PLANNERS SECURITIES INC., VOYA FINANCIAL ADVISORS INC., SUNSET FINANCIAL SERVICES INC., SUNAMERICA SECURITIES INC., OSAIC FS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2012 - September 9, 2019
IFS SECURITIES
March 5, 2012 - May 31, 2012
STONEX SECURITIES INC.
August 13, 2004 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
October 30, 2003 - August 2, 2004
PENSION PLANNERS SECURITIES, INC.
March 13, 1999 - August 26, 2003
VOYA FINANCIAL ADVISORS, INC.
January 16, 1998 - March 17, 1999
SUNSET FINANCIAL SERVICES, INC.
August 1, 1995 - January 28, 1998
SUNAMERICA SECURITIES, INC.
August 31, 1993 - December 31, 1995
OSAIC FS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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