Reed R. Eisenhauer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reed Rolfe Eisenhauer, who also goes by Reed R Eisenhauer, Reed Eisenhauer, was a registered financial professional .
Reed is a previously registered financial professional and started their career in finance in 1993. Reed had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2008 - November 19, 2014
FRANKLIN DISTRIBUTORS, LLC
December 1, 2005 - December 31, 2006
FRANKLIN DISTRIBUTORS, LLC
September 30, 2003 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
August 11, 2001 - September 30, 2003
HOWARD WEIL INCORPORATED
August 28, 2000 - August 11, 2001
ARROYO SECO, INC.
May 20, 1997 - April 24, 1998
J.P. MORGAN SECURITIES LLC
April 20, 1995 - February 14, 1997
DEUTSCHE BANK SECURITIES INC.
August 4, 1993 - April 6, 1995
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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