Michael J. Wolters

MIKE WOLTERS & ASSOCIATES, LTD.

PARKVILLE, MO

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CRD#: 2367903

Professional summary

Michael Joseph Wolters, who also goes by Michael J. Wolters, Mike Wolters, is a registered financial advisor currently at MIKE WOLTERS & ASSOCIATES, LTD. located in Parkville, Missouri.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael J. Wolters | Mike Wolters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Wolters's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 1993 - Present

MIKE WOLTERS & ASSOCIATES, LTD.

RIA

CRD#: 113994

PARKVILLE, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/16/2011)

IAR

Kansas
(1/6/2010)

IAR

Missouri
(8/23/1993)

IAR

Texas
(4/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/1993

Uniform Investment Adviser Law Examination

Current Firm

MIKE WOLTERS & ASSOCIATES, LTD.

MICHAEL J. WOLTERS | MIKE WOLTERS & ASSOCIATES, LTD.

CRD#: 113994 / SEC#:

Colorado

Registered Investment Advisory firm - (12/16/2011 Approved)

Kansas

Registered Investment Advisory firm - (1/6/2010 Approved)

Missouri

Registered Investment Advisory firm - (8/23/1993 Approved)

Texas

Registered Investment Advisory firm - (4/17/2017 Conditional Restricted)

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Contact information

Main Address

Kansas City, MO

Mailing Address

Phone number

(816) 741-1957

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 21,001,346

Red Flags

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Michael J. Wolters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Wolters's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIKE WOLTERS & ASSOCIATES, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/1993

Current Firm

MIKE WOLTERS & ASSOCIATES, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MIKE WOLTERS & ASSOCIATES, LTD.

TRUST BUT VERIFY

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