Christopher D. Gaddis

SAPIENT CAPITAL LLC

INDIANAPOLIS, IN 46280

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CRD#: 2367849

Professional summary

Christopher Dale Gaddis, who also goes by Chip Gaddis, is a registered financial advisor currently at SAPIENT CAPITAL LLC located in Indianapolis, Indiana.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Christopher has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chip Gaddis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Carmel High School Cross Country Parent Board; 520 East Main St; Carmel, IN 46032; High School Cross Country Team Parent Board of Directors; Board Member; Organizing events and fundraising for the org; 07/19/2022; 2 Hours per Month; Not during securities trading hours; Not Investment-Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Dale Gaddis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2023 - Present

SAPIENT CAPITAL LLC

Office #1: 401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280

RIA

CRD#: 324899

INDIANAPOLIS, IN

Past

March 28, 2007 - March 17, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

INDIANAPOLIS, IN

Past

May 16, 2005 - March 17, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

INDIANAPOLIS, IN

Past

April 29, 1999 - May 17, 2005

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

October 14, 1998 - March 26, 1999

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

July 22, 1993 - August 19, 1993

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA

Registered Investment Advisory firm - (2/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(4/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/1998

General Securities Representative Examination

Current Firm

SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA

Registered Investment Advisory firm - (2/6/2023 Approved)

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Contact information

Main Address

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280

Mailing Address

Phone number

(317) 719-0157

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAPIENT CAPITAL DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	5,947
AUM (Assets Under Management)	$ 11,439,805,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher D. Gaddis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Dale Gaddis's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

KEYBANC CAPITAL MARKETS INC.

NATIONAL SECURITIES CORPORATION

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

SAPIENT CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2007

Series 63

Date: 10/9/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/5/1998

Current Firm

SAPIENT CAPITAL LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAPIENT CAPITAL LLC

TRUST BUT VERIFY

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