KF
Kenneth R. Ferrone
THRIVENT ADVISOR NETWORK
CAMP HILL, PA 17011
Some features on this profile are disabled
CRD#: 2367840
KF
Professional summary
Kenneth Richard Ferrone, who also goes by Ken Ferrone, Kenneth R Ferrone, is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Camp Hill, Pennsylvania.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Kenneth has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 2, Series 62, Series 6, Series 28, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Ferrone | Kenneth R Ferrone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mr. Ferrone is dually registered with Northeastern Star Asset Management, Inc. ("Northeastern Star") and Thrivent Advisor Network, LLC d/b/a Advent Partners ("TAN") on a temporary and transitional basis. Mr. Ferrone has served as an investment advisor representative for TAN and Northeastern Star since October 2025. Business is conducted from Camp Hill, PA, 17011. Approximately 50% of Mr. Ferrone's time is for services through Northeastern Star and the balance is for services through TAN. 2) Licensed insurance agent; Not investment-related; Camp Hill, PA, 17011; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent 3) KRF Consulting; Not investment-related; Mechanicsburg, PA. 17055; Mortgage tracking; Owner; 10/1/2025; 4 hours per month; 0 during trading hours; Track mortgage payments on private loans
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Richard Ferrone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2025 - Present
THRIVENT ADVISOR NETWORK, LLC
Office #1: 214 Senate Avenue 100, Camp Hill, PA 17011RIA
CRD#: 304569
CAMP HILL, PA
Past
December 23, 2014 - January 4, 2016
EAGLEVIEW SECURITIES, INC
BD
CRD#: 170008
Doylestown, PA
Past
August 20, 2014 - November 14, 2025
NORTHEASTERN STAR ASSET MANAGEMENT, INC.
RIA
CRD#: 171891
WORMLEYSBURG, PA
Past
December 3, 2009 - October 2, 2014
PENN INVESTMENT ADVISORS, INC.
RIA
CRD#: 151715
DOYLESTOWN, PA
Past
November 18, 2004 - May 18, 2015
FIRST SAVINGS SECURITIES, INC.
BD
CRD#: 132016
DOYLESTOWN, PA
Past
May 8, 2002 - December 8, 2009
AMP ASSET MANAGEMENT, INC.
RIA
CRD#: 119507
DANVILLE, PA
Past
April 12, 2002 - March 30, 2004
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
PORTLAND, OR
Past
November 6, 1998 - June 22, 2000
SAFEGUARD SECURITIES, INC.
BD
CRD#: 31256
MAYFIELD HEIGHTS, OH
Past
September 20, 1996 - December 11, 1996
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Past
July 30, 1993 - August 16, 1996
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(10/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 8/9/1994
Non-Member General Securities ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 7/26/1994
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 2/7/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
