Scott A. Weisman
Professional summary
Scott Alan Weisman, who also goes by Scott A Weisman, is a registered financial professional currently at ETICO PARTNERS, LLC located in White Plains, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 8 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Alan Weisman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2018 - Present
ETICO PARTNERS, LLC
August 1, 2016 - May 25, 2017
TRIAD SECURITIES CORP
February 22, 2012 - December 9, 2014
OLYMPUS SECURITIES, LLC
October 15, 2010 - February 22, 2012
HALCYON CABOT PARTNERS, LTD.
April 22, 2009 - October 22, 2010
PICKWICK CAPITAL PARTNERS, LLC
July 2, 2003 - May 2, 2007
MCGINN, SMITH & CO., INC.
June 24, 1999 - January 24, 2003
H.C.WAINWRIGHT & CO., LLC
November 11, 1993 - July 1, 1999
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ETICO PARTNERS, LLC
CRD#: 122481 / SEC#: , 8-65500
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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