Randall Benjamin Cohen | Financial Professional | Mt. Pleasant, South Carolina

Professional summary

Randall Benjamin Cohen, who also goes by Randy Cohen, is a registered financial advisor currently at IHT WEALTH MANAGEMENT LLC located in Mt. Pleasant, South Carolina and LPL FINANCIAL LLC located in Mount Pleasant, South Carolina.

Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Randall has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 3/15/2017 - IHT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start 03/15/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 3/22/2017 - IHT Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/15/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through IHT Wealth Management LLC, an independent investment advisor firm. I started this business activity 03/15/2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/21/2017 - Curlee-Cohen LLC - Investment Related - Charlotte, NC & by phone - Real Estate Rental - Started 08/15/1993 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 05/26/2023 - Bridge Benefits Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 05/24/2023 - 30 Hours Per Month/ 20 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Benjamin Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2017 - Present

IHT WEALTH MANAGEMENT LLC

Office #1: 10 Resolute Ln Suite 201, Mt. Pleasant, SC 29464Office #2: 4711 Golf Road Suite 705, Skokie, IL 60076

RIA

CRD#: 171481

Mt. Pleasant, SC

Current

March 15, 2017 - Present

LPL FINANCIAL LLC

Office #1: 10 Resolute Ln, Suite 201, Mount Pleasant, SC 29464

RIA

BD

CRD#: 6413

Mount Pleasant, SC

Past

October 18, 2018 - December 31, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

SKOKIE, IL

Past

January 25, 2010 - March 16, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NORTHBROOK, IL

Past

January 25, 2010 - March 16, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

NORTHBROOK, IL

Past

August 14, 2000 - January 29, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLESTON, SC

Past

August 14, 2000 - January 29, 2010

UBS FINANCIAL SERVICES INC.

BD

CRD#: 8174

CHARLESTON, SC

Past

December 15, 1998 - August 14, 2000

J.C. BRADFORD & CO.

BD

CRD#: 1287

NEW YORK, NY

Past

August 13, 1993 - December 22, 1998

AMERIPRISE ADVISOR SERVICES, INC.

BD

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Alabama
(3/15/2017)

RR

Alaska
(7/17/2019)

RR

Arizona
(3/27/2018)

RR

California
(3/15/2017)

RR

Colorado
(1/27/2023)

RR

Florida
(3/15/2017)

RR

Georgia
(3/15/2017)

RR

Illinois
(3/15/2017)

IAR

Illinois
(3/16/2017)

RR

Indiana
(3/28/2022)

RR

Maryland
(3/15/2017)

RR

Michigan
(9/20/2021)

RR

Minnesota
(1/12/2023)

RR

Mississippi
(3/15/2017)

RR

New Jersey
(3/15/2017)

RR

New York
(3/15/2017)

RR

North Carolina
(3/15/2017)

RR

Ohio
(12/6/2024)

RR

Oregon
(3/15/2017)

RR

Pennsylvania
(3/15/2017)

RR

Rhode Island
(10/25/2018)

RR

South Carolina
(3/20/2017)

RR

Texas
(3/15/2017)

RR

Vermont
(6/12/2019)

RR

Virginia
(3/15/2017)

RR

Washington
(3/15/2017)

RR

Wyoming
(10/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 8/27/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/11/1993

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

RR

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

RR

Series 24

Date: 3/8/1996

General Securities Principal Examination

Principal/Supervisory Exam

RR

Series 8

Date: 12/28/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

RR

FINRA

Current Firm

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606

Mailing Address

Phone number

(855) 295-2828

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	23,131
AUM (Assets Under Management)	$ 6,376,084,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randall B. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Benjamin Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

IHT WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1999

Series 63

Date: 8/27/1993

SIE

Date: 10/1/2018

Series 7

Date: 8/11/1993

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 24

Date: 3/8/1996

Series 8

Date: 12/28/1994

FINRA

Current Firm

IHT WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IHT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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