Brad A. Gaeddert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brad Allen Gaeddert, who also goes by Brad Gaeddert, Bradley Allen Gaeddert, was a registered financial professional .
Brad is a previously registered financial professional and started their career in finance in 1993. Brad had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2011 - January 2, 2019
MSEC, LLC
July 5, 2011 - July 8, 2011
MSEC, LLC
December 1, 2008 - November 11, 2011
PURSHE KAPLAN STERLING INVESTMENTS
June 1, 2006 - October 16, 2008
M&I FINANCIAL ADVISORS, INC
December 9, 2005 - June 1, 2006
GOLD CAPITAL MANAGEMENT INC.
May 21, 1998 - November 16, 2005
COUNTRY CLUB FINANCIAL SERVICES, LLC
July 8, 1993 - June 9, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 8, 1993 - June 9, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSEC, LLC
CRD#: 154327 / SEC#: , 8-68627
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
