Ronald A. Portell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Allen Portell, who also goes by Ronald Portell, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1993. Ronald had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2017 - December 22, 2017
CORNERSTONE WEALTH MANAGEMENT, LLC
May 7, 2013 - October 17, 2017
CORNERSTONE WEALTH MANAGEMENT, LLC
December 6, 2012 - December 31, 2017
LPL FINANCIAL LLC
June 1, 2009 - December 12, 2012
MORGAN STANLEY
June 1, 2009 - December 12, 2012
MORGAN STANLEY
November 14, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
November 14, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 25, 2004 - November 18, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2004 - November 18, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 2002 - June 30, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 30, 1998 - June 30, 2004
ROBERT W. BAIRD & CO. INCORPORATED
October 30, 1998 - June 30, 2004
ROBERT W. BAIRD & CO. INCORPORATED
September 15, 1993 - November 13, 1998
CITIGROUP GLOBAL MARKETS INC.
August 11, 1993 - September 14, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CORNERSTONE WEALTH MANAGEMENT, LLC
CRD#: 164666 / SEC#: 801-76973
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE WEALTH MANAGEMENT, LLC
CRD#: 164666 / SEC#: 801-76973
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 18,813 |
| AUM (Assets Under Management) | $ 4,082,513,557 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
