Craig M. Gould
Professional summary
Craig Michael Gould, who also goes by Craig Gould, is a registered financial advisor currently at CABOT LODGE SECURITIES LLC located in Schaumburg, Illinois and WORLD EQUITY GROUP, INC. located in Schaumburg, Illinois.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1993. Craig has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Michael Gould's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2012 - Present
CABOT LODGE SECURITIES LLC
Office #1: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173Office #2: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173May 27, 2021 - Present
WORLD EQUITY GROUP, INC.
Office #1: 425 N Martingale Road Suite 1220, Schaumburg, IL 60173April 14, 2009 - October 26, 2010
FINTEGRA, LLC
February 24, 2009 - March 23, 2009
FINTEGRA, LLC
March 28, 2005 - January 14, 2009
B. RILEY WEALTH MANAGEMENT
March 9, 2004 - January 14, 2009
B. RILEY WEALTH MANAGEMENT
August 13, 2001 - November 11, 2001
WESTAMERICA INVESTMENT GROUP
May 31, 1995 - April 3, 2002
NATIONAL SECURITIES CORPORATION
August 13, 1993 - August 19, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2016)
(8/29/2012)
(12/2/2016)
(11/19/2012)
(8/31/2012)
(12/1/2016)
(5/7/2015)
(3/6/2013)
(9/4/2012)
(9/5/2012)
(2/26/2015)
(6/18/2014)
(6/18/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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Company Information
WORLD EQUITY GROUP, INC.
CRD#: 29087Schaumburg, IL 60173TRUST BUT VERIFY
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