Shannon M. Powers
Professional summary
Shannon Marie Powers, who also goes by Shannon Marie Catuogno, Shannon M. Powers, Shannon Powers, Shannon M. Powers-solomon, Shannon Marie Powers-solomon, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Ridgefield, Washington and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Shannon has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Marie Powers's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2023 - Present
IP FINANCIAL ADVISORY SERVICES LLC
December 5, 2023 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210November 14, 2012 - December 1, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
November 8, 2012 - December 1, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
July 9, 2007 - March 29, 2011
WELLS FARGO CLEARING SERVICES, LLC
July 9, 2007 - March 29, 2011
WELLS FARGO CLEARING SERVICES, LLC
October 12, 2001 - July 9, 2007
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - July 9, 2007
WELLS FARGO INVESTMENTS, LLC
October 14, 1999 - May 2, 2001
WELLS FARGO SECURITIES INC.
November 14, 1998 - October 21, 1999
CAL FED INVESTMENTS
September 8, 1993 - November 14, 1998
GLENFED BROKERAGE SERVICES
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2023)
(12/5/2023)
(12/5/2023)
(1/9/2024)
(1/9/2024)
(12/7/2023)
(12/15/2023)
(12/5/2023)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
