Charles L. Mckenzie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Lloyd Mckenzie, CFP® was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1993. Charles had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2014 - January 15, 2015
PYRAMIS DISTRIBUTORS CORPORATION LLC
August 26, 2002 - April 9, 2007
OFI GLOBAL INSTITUTIONAL, INC.
February 15, 2002 - April 8, 2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 23, 1993 - November 25, 1996
METROPOLITAN LIFE INSURANCE COMPANY
August 23, 1993 - November 25, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PYRAMIS DISTRIBUTORS CORPORATION LLC
CRD#: 146430 / SEC#: , 8-67821
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
