Colleen V. Nesslar

PENDULUM WEALTH PARTNERS

ITASCA, IL 60143

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CRD#: 2367170

Professional summary

Colleen V Nesslar, who also goes by Colleen Vaughan Nesslar, Colleen Vaughan Noth, Colleen Nesslar Nesslar, Colleen V Nesslar, Colleen Nesslar Noth, is a registered financial advisor currently at PENDULUM WEALTH PARTNERS located in Itasca, Illinois.

Colleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Colleen has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Colleen Vaughan Nesslar | Colleen Vaughan Noth | Colleen Nesslar Nesslar | Colleen V Nesslar | Colleen Nesslar Noth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 09/2023 - WEALTH ENHANCEMENT GROUP / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 10/03/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 09/25/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 10/3/2023. I expect to spend approximately hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colleen V Nesslar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2025 - Present

PENDULUM WEALTH PARTNERS

Office #1: 500 Park Blvd Ste 1400, Itasca, IL 60143

RIA

CRD#: 335762

ITASCA, IL

Past

March 8, 2025 - May 5, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Burr Ridge, IL

Past

March 8, 2025 - May 5, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Burr Ridge, IL

Past

September 29, 2023 - February 18, 2025

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

ITASCA, IL

Past

September 29, 2023 - February 18, 2025

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

September 27, 2023 - February 24, 2025

LPL FINANCIAL LLC

CRD#: 6413

ITASCA, IL

Past

July 18, 2023 - September 20, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Lake Geneva, WI

Past

July 15, 2022 - September 20, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LAKE GENEVA, WI

Past

July 1, 2021 - April 1, 2022

LPL FINANCIAL LLC

CRD#: 6413

WESTCHESTER, IL

Past

August 13, 2018 - June 28, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Oak Brook, IL

Past

April 29, 1994 - December 3, 1999

INVESCO DISTRIBUTORS, INC.

CRD#: 289

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENDULUM WEALTH PARTNERS

EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS

CRD#: 335762 / SEC#: 801-132537

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/27/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 10/29/2020

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/12/2020

General Securities Sales Supervisor - General Module Examination

Current Firm

PENDULUM WEALTH PARTNERS

EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS

CRD#: 335762 / SEC#: 801-132537

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

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Contact information

Main Address

500 Park Blvd Ste 1400, Itasca, IL 60143

Mailing Address

Phone number

(630) 861-6143

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENDULUM PARTNERS DISCLOSURE BROCHURE (8/21/2025)

Regulatory assets under management

Total Number of Accounts	3,087
AUM (Assets Under Management)	$ 254,387,315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Colleen V. Nesslar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colleen V Nesslar's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

PENDULUM WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2023

Series 63

Date: 8/31/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2018

Series 6

Date: 4/27/1994

Series 9

Date: 10/29/2020

Series 10

Date: 3/12/2020

Current Firm

PENDULUM WEALTH PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENDULUM WEALTH PARTNERS

TRUST BUT VERIFY

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