Colleen Nesslar
Professional Summary
Colleen Nesslar, who also goes by Colleen Vaughan Nesslar, Colleen Vaughan Noth, Colleen Nesslar Nesslar, Colleen V Nesslar, Colleen Nesslar Noth, is a registered financial advisor currently at PENDULUM WEALTH PARTNERS located in Itasca, Illinois. Colleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Colleen has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Colleen Vaughan Nesslar, Colleen Vaughan Noth, Colleen Nesslar Nesslar, Colleen V Nesslar, Colleen Nesslar Noth
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J.P. MORGAN SECURITIES LLC
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INDEPENDENT FINANCIAL GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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J.P. MORGAN SECURITIES LLC
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS
Contact Information
Main Address
500 Park Blvd Ste 1400, Itasca, IL 60143Phone Number
(630) 861-6143# of Employees
13SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
927AUM (Assets Under Management)
$282,822,771Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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Primary Firm SEC Registration
EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS
State Registrations and Notice Filings
(5/2/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1994About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2020About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2020About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Colleen Nesslar's CRS (Customer Relationship Summary).
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