Scott E. Greenhouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Evan Greenhouse, who also goes by Scott Evan Greenhouse, Scott Greenhouse, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1993. Scott had worked at 6 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2020 - February 3, 2022
DAVID LERNER ASSOCIATES, INC.
June 21, 2012 - February 14, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 2012 - February 14, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 3, 2005 - November 13, 2006
RBC CAPITAL MARKETS, LLC
July 8, 2003 - November 13, 2006
RBC CAPITAL MARKETS, LLC
December 10, 1999 - January 15, 2002
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
July 5, 1996 - August 27, 1999
B. RILEY SECURITIES, INC.
June 24, 1993 - March 22, 1995
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/19/2020
General Securities Representative ExaminationCurrent Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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