Eugene A. Harcsar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Arthur Harcsar, who also goes by Eugene A Harcsar, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1969. Eugene had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2016 - October 28, 2021
BUCKMAN, BUCKMAN & REID, INC.
January 21, 2015 - February 18, 2016
B. RILEY WEALTH MANAGEMENT
April 13, 2004 - January 26, 2015
DOMINICK & DICKERMAN LLC
November 3, 2000 - April 8, 2004
CREDIT SUISSE SECURITIES (USA) LLC
May 8, 1985 - January 17, 2003
PERSHING LLC
February 27, 1980 - March 5, 1985
MORGAN STANLEY & CO. LLC
January 25, 1977 - February 27, 1980
MORGAN STANLEY & CO., INCORPORATED
February 25, 1969 - February 21, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 5
Date: 3/16/1982
Interest Rate Options ExaminationPC
Date: 3/10/1978
AMEX Put and Call ExamSeries 1
Date: 2/21/1969
Registered Representative ExaminationCurrent Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
