John P. Callaghan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Callaghan, who also goes by John P Callaghan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2013 - April 2, 2020
NEW RYE SECURITIES, LLC
August 13, 1993 - March 14, 1996
BOSTON PARTNERS SECURITIES, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
NEW RYE SECURITIES, LLC
CRD#: 165400 / SEC#: , 8-69159
Contact information
Documents
Red Flags
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