Selim D. Moche
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Selim David Moche, who also goes by David S Moche, S David Moche, S Moche, was a registered financial professional .
Selim is a previously registered financial professional and started their career in finance in 1997. Selim had worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2007 - December 31, 2020
CORNWALL PARTNERS, LLC
March 7, 2003 - January 8, 2007
DABBAH SECURITIES CORP.
February 21, 1997 - September 28, 2001
FRIEDBERG MERCANTILE GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
CORNWALL PARTNERS, LLC
CRD#: 141684 / SEC#: , 8-67407
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
