David K. Johnson
Professional summary
David Kenneth Johnson, AIF®, CFP®, who also goes by David Johnson, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. David has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Kenneth Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810June 12, 2009 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810January 26, 2012 - April 16, 2012
CHARLES SCHWAB & CO., INC.
June 19, 2009 - December 31, 2011
CHARLES SCHWAB & CO., INC.
February 25, 2008 - May 26, 2009
CUNA BROKERAGE SERVICES, INC.
February 21, 2008 - May 26, 2009
CUNA BROKERAGE SERVICES, INC.
July 13, 2005 - October 22, 2007
CHARLES SCHWAB & CO., INC.
October 29, 1998 - August 14, 2003
CHARLES SCHWAB & CO., INC.
August 28, 1998 - August 14, 2003
CHARLES SCHWAB & CO., INC.
April 23, 1994 - September 2, 1998
THE ADVISORS GROUP, INC.
August 26, 1993 - December 14, 1993
IDS LIFE INSURANCE COMPANY
August 26, 1993 - December 14, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2025)
(2/13/2024)
(6/15/2009)
(6/15/2009)
(6/12/2009)
(5/9/2011)
(6/19/2009)
(2/21/2012)
(12/8/2009)
(11/3/2022)
(2/8/2024)
(9/22/2016)
(6/12/2009)
(6/15/2009)
(2/7/2024)
(3/7/2014)
(6/22/2009)
(6/22/2009)
(6/24/2009)
(5/7/2018)
(6/15/2009)
(6/12/2009)
(6/17/2009)
(7/14/2016)
(6/17/2009)
(1/14/2022)
(6/12/2009)
(9/9/2014)
(12/21/2021)
(2/8/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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