John F. Eckstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Eckstein, who also goes by John Francis Eckstein IV, John Eckstein, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2011. John had worked at 4 firms and has passed the Series 65, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2014 - March 18, 2015
LAKEWOOD INVESTMENT MANAGEMENT LLC
December 3, 2013 - August 13, 2025
ASTOR INVESTMENT MANAGEMENT LLC
August 6, 2013 - April 10, 2014
B. RILEY WEALTH ADVISORS, INC.
July 7, 2011 - August 20, 2013
ASTOR ASSET MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
LAKEWOOD INVESTMENT MANAGEMENT LLC
CRD#: 168407 / SEC#: 801-79246
Contact information
Red Flags
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