Robert B. Winkler

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CRD#: 2366677

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Brian Winkler was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 12 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 14, 2010 - December 31, 2012

SCHULTZE ASSET MANAGEMENT, LP

RIA

CRD#: 110927

PURCHASE, NY

Past

June 27, 2006 - September 11, 2009

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

MILWAUKEE, WI

Past

July 15, 2004 - March 2, 2006

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

July 14, 2003 - June 30, 2004

AMSTAR DISTRIBUTORS, INC.

CRD#: 122925

NEW YORK, NY

Past

November 1, 2002 - November 29, 2002

ROBERT FLEMING INC.

RIA

CRD#: 1711

NEW YORK, NY

Past

October 24, 2002 - November 29, 2002

J.P. MORGAN INVESTMENT MANAGEMENT INC.

RIA

CRD#: 107038

NEW YORK, NY

Past

June 15, 2001 - November 4, 2002

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

March 25, 1999 - June 15, 2001

BISYS SHELF B/D (1), INC.

CRD#: 26501

BOSTON, MA

Past

January 29, 1999 - February 16, 1999

VAN ECK SECURITIES CORPORATION

CRD#: 2269

NEW YORK, NY

Past

February 25, 1998 - July 31, 1998

FIN-ATLANTIC SECURITIES, INC.

CRD#: 25523

JUPITER, FL

Past

December 24, 1997 - February 25, 1998

FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

NEW YORK, NY

Past

July 14, 1997 - December 23, 1997

MONROE PARKER SECURITIES, INC.

CRD#: 31204

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHULTZE ASSET MANAGEMENT, LP

SCHULTZE ASSET MANAGEMENT, LLC | SCHULTZE ASSET MANAGEMENT, LP

CRD#: 110927 / SEC#: 801-62112

RIA

Registered Investment Advisory firm - (6/9/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/11/1997

General Securities Representative Examination

Current Firm

SCHULTZE ASSET MANAGEMENT, LP

SCHULTZE ASSET MANAGEMENT, LLC | SCHULTZE ASSET MANAGEMENT, LP

CRD#: 110927 / SEC#: 801-62112

RIA

Registered Investment Advisory firm - (6/9/2003 Approved)

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Contact information

Main Address

800 Westchester Avenue Suite S-632, Rye Brook, NY 10573

Mailing Address

Phone number

(914) 701-5260

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHULTZE ASSET MANAGEMENT FORM ADV PART 2A, MARCH 28, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 64,967,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert B. Winkler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

NYLIFE SECURITIES LLC

AMSTAR DISTRIBUTORS, INC.

ROBERT FLEMING INC.

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BISYS SHELF B/D (1), INC.

VAN ECK SECURITIES CORPORATION

FIN-ATLANTIC SECURITIES, INC.

FAIRCHILD FINANCIAL GROUP, INC.

MONROE PARKER SECURITIES, INC.

Primary Firm SEC Registration

SCHULTZE ASSET MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2002

Series 63

Date: 8/19/1997

Series 7

Date: 7/11/1997

Current Firm

SCHULTZE ASSET MANAGEMENT, LP

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHULTZE ASSET MANAGEMENT, LP

TRUST BUT VERIFY

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