Victor M. Febles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Manuel Febles was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1997. Victor had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2000 - October 2, 2000
S.W. BACH & COMPANY
October 22, 1999 - February 18, 2000
J.W. BARCLAY & CO., INC.
April 21, 1999 - May 3, 1999
MILLENNIUM SECURITIES CORP.
December 14, 1998 - March 20, 1999
SOLID ISG CAPITAL MARKETS, LLC
April 29, 1998 - October 19, 1998
THE THERMOPYLAE GROUP, INC.
September 19, 1997 - November 17, 1998
M.S. FARRELL & COMPANY, INC.
March 25, 1997 - July 22, 1997
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S.W. BACH & COMPANY
CRD#: 43522 / SEC#: , 8-50298
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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