Hugo Bustillos
Professional summary
Hugo Bustillos is a registered financial professional currently at MCNALLY FINANCIAL SERVICES CORPORATION located in El Paso, Texas.
Hugo is registered as a RR (Registered Representative) and started their career in finance in 1995. Hugo has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hugo Bustillos's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2009 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 1200 Golden Key Circle Suite 214, El Paso, TX 79925April 11, 2008 - January 6, 2010
NEXT FINANCIAL GROUP, INC.
March 14, 1997 - March 18, 2008
WOODBURY FINANCIAL SERVICES, INC.
December 5, 1995 - February 18, 1997
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2010)
(12/18/2009)
Exams
FINRA
Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196El Paso, TX 79925TRUST BUT VERIFY
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