JL
Jason R. Lieblong
LIEBLONG & ASSOCIATES
Little Rock, AR 72211
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CRD#: 2366644
JL
Professional summary
Jason Ray Lieblong is a registered financial professional currently at LIEBLONG & ASSOCIATES, INC. located in Little Rock, Arkansas.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, Series 6TO, Series 72, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jason Ray Lieblong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 1998 - Present
LIEBLONG & ASSOCIATES, INC.
Office #1: 10809 Executive Center Drive Suite 117, Little Rock, AR 72211Office #2: 10809 Executive Center Drive Suite 117, Little Rock, AR 72211RIA
BD
CRD#: 42578
Little Rock, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
L&
LIEBLONG & ASSOCIATES, INC.
KEY COLONY MANAGEMENT, LLC ("RELYING ADVISER") | LONG ASSOCIATES INC. | LIEBLONG & ASSOCIATES, INC.
CRD#: 42578 / SEC#: 801-78968, 8-49880
RIA
Registered Investment Advisory firm - SEC (1/2/2014 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/23/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (1/23/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/7/2001)
RR
Arkansas(2/24/1999)
RR
Georgia(9/26/2007)
RR
Oklahoma(7/16/1999)
RR
Texas(1/10/2001)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
L&
LIEBLONG & ASSOCIATES, INC.
KEY COLONY MANAGEMENT, LLC ("RELYING ADVISER") | LONG ASSOCIATES INC. | LIEBLONG & ASSOCIATES, INC.
CRD#: 42578 / SEC#: 801-78968, 8-49880
RIA
Registered Investment Advisory firm - SEC (1/2/2014 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/23/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (1/23/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
10809 Executive Center Drive Suite 117, Little Rock, AR 72211
Mailing Address
P.o. Box 24520, Little Rock, AR 72221
Phone number
(501) 219-2003
Established
Arkansas since 04/01/1996
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
4
SEC notice filing (1 States and Territories)
FINRA licenses (30 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIEBLONG, ALEX RAY | PRESIDENT/CHIEF EXECUTIVE OFFICER, LIEBLONG & ASSOCIATES, INC. | 839906 |
| FIVEASH, VALERIE M | VICE PRESIDENT | 7229314 |
| LIEBLONG, JASON RAY | VICE PRESIDENT, LIEBLONG & ASSOCIATES, INC. | 2366644 |
| WILLIAMS, MARY ELLEN | VP/CFO/FINOP/SEC/TREAS/CCO/OPTIONS PRINCIPAL/MUNI PRINCIPAL, LIEBLONG & ASSOCIATES, INC. | 4529272 |
Regulatory assets under management
| Total Number of Accounts | 123 |
| AUM (Assets Under Management) | $ 174,237,704 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/24/2024 | ||
| 10/11/2023 |
Red Flags
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Company Information
LIEBLONG & ASSOCIATES, INC.
CRD#: 42578Little Rock, AR 72211TRUST BUT VERIFY
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