Matthew S. Hardin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Stephen Hardin was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2003. Matthew had worked at 7 firms and has passed the Series 66, Series 7TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2015 - April 27, 2020
BPU INVESTMENT MANAGEMENT INC.
February 9, 2010 - March 18, 2010
FSI SECURITIES, LLC
January 4, 2008 - June 26, 2008
WEDGE ALTERNATIVES LLC
October 5, 2007 - March 19, 2014
CYPRESS ALTS
August 3, 2006 - December 31, 2008
FOUNDATION WEALTH MANAGEMENT, LLC
May 19, 2006 - June 7, 2006
PNC WEALTH MANAGEMENT LLC
February 24, 2004 - June 7, 2006
PNC WEALTH MANAGEMENT LLC
February 6, 2003 - June 7, 2006
J.J.B. HILLIARD, W.L. LYONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/1/2024
General Securities Representative ExaminationSeries 79TO
Date: 7/1/2024
Investment Banking Registered Representative ExaminationCurrent Firm
BPU INVESTMENT MANAGEMENT INC.
CRD#: 17058 / SEC#: 801-60229, 8-34979
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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